ICS03.060 CCSA11 团体标准 T/AIAC008-2023 投资(理财)顾问职业规范 Investment(financial)ConsultantProfessionalStandards 2023-08-07发布 2023-09-01实施 中国投资协会发布 ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á 全国团体标准信息平台 ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á ÖйúͶ×ÊЭ»á全国团体标准信息平台 T/AIAC008-2023 目次 前言.....................................................................................................................................................................I 引言...................................................................................................................................................................II 1范围.................................................................................................................................................................1 2规范性引用文件.............................................................................................................................................1 3术语和定义.....................................................................................................................................................1 3.1投资（理财）顾问...............................................................................................................................1 3.2客户.....................................................................................................................................................1 3.3了解.....................................................................................................................................................1 3.4熟悉.....................................................................................................................................................2 3.5掌握.....................................................................................................................................................2 4投资（理财）顾问概述................................................................................................................................2 4.1职业级别...............................................................................................................................................2 4.2服务内容...............................................................................................................................................2 4.3角色定位.................................................................................................................................................3 5职业道德.........................................................................................................................................................3 5.1概述.........................................................................................................................................................3 5.2基本原则.................................................................................................................................................3 5.3基本规范..................................................................................................................................................4 6职业知识.........................................................................................................................................................4 6.1概述.........................................................................................................................................................4 6.2基本法规.................................................................................................................................................5 6.3基础知识..................................................................................................................................................5 6